Capital Solutions. Structured Execution. Confident Growth.
AssetMark provides flexible financing solutions to support advisor acquisitions, succession plans, internal transitions, and strategic partnerships.
Whether you are a BDO initiating a request on behalf of an advisor, or an advisor exploring financing directly, this page is designed to streamline the capital evaluation process. Submit transaction details, access supporting resources, and initiate structuring through our capital solutions team.
With access to a broad network of lending institutions and structured capital providers, we help align financing with platform economics, retention strategy, and long-term growth objectives — from initial inquiry through underwriting and closing.
For more information about how AssetMark can assist you to discuss a specific opportunity, please fill out the inquiry form or contact our team directly.
Advisor Capital Request Intake M&A Financing Submission Use this form to initiate a capital evaluation for advisor acquisition, merger, or succession transactions.
The information collected will be used to:
🔹Draft an initial financing structure
🔹Assess revenue stability and retention risks
🔹Evaluate platform exposure and lender fit
🔹Prepare underwriting documentation
Note: Please ensure required production metrics and financials are included to avoid delays in review.
Process Overview 1) Submit complete advisor and transaction details 2) Capital team conducts assessment 3) Draft framework shared for alignment 4) Advance to underwriting and lender engagement
To speak with the Lending Team, please contact:
AssetMark Advisor Capital Solutions E: a2@assetmark.com T: (800) 555-5555
Exploring Lending Solutions with Advisors | Overview
Learn more about the service, the various loan options available, and essential questions to ask during Advisor discussions. Discover how our team supports you and your clients at every juncture of the process - from initiating the conversation to guiding clients through to loan closing.
Client Loan Inquiry
Please provide an overview of your client's lending need in the form below, and our team will contact you to review.
Exploring Lending Solutions with Advisors | Overview
Learn more about the service, the various loan options available, and essential questions to ask during Advisor discussions. Discover how our team supports you and your clients at every juncture of the process - from initiating the conversation to guiding clients through to loan closing.
Advisor Capital Inquiry
Please provide an overview of the advisor lending need in the form below, and our team will contact you to review.
Exploring Lending Solutions with Advisors | Overview
Learn more about the service, the various loan options available, and essential questions to ask during Advisor discussions. Discover how our team supports you and your clients at every juncture of the process - from initiating the conversation to guiding clients through to loan closing.
Advisor Capital Inquiry
Please provide an overview of the advisor lending need in the form below, and our team will contact you to review.
Exploring Lending Solutions with Advisors | Overview Whether acquiring a book of business, buying out a partner, investing in infrastructure, or preparing for succession, the right capital structure can accelerate an Advisor's strategy without straining liquidity. Our Practice Financing Guide for Wealth Advisors outlines how financing works, what lenders evaluate, and how to prepare for approval.
Strategic Uses of Capital
Understand how advisors leverage financing for M&A, partner buyouts, technology investments, hiring, and debt consolidation to strengthen enterprise value.
Typical Loan Structures & Terms
Review common ranges for loan amounts ($150K–$5MM+), equity contributions, 5–10 year amortizations, fixed or variable rates, guarantees, and collateral expectations.
What Lenders Evaluate
Gain insight into credit benchmarks (FICO, DTI), cash flow coverage, recurring revenue quality, and client retention metrics that drive underwriting decisions.
How to Prepare for Approval
See the required business and personal documentation—financial statements, LOIs, tax returns, and planning considerations—to streamline underwriting and close efficiently.
Nationwide network of over 1,450 institutions available on-demand to review each client opportunity
DIVERSE OPTIONS
Lending solutions across multiple asset class and loan types ensures that almost any client credit need can be supported
ANONYMOUS
All requests are posted anonymously - clients can post an inquiry and review proposals prior to sharing information
EXPERIENCED GUIDANCE
Each opportunity is reviewed and optimized by a dedicated team of credit specialists prior to posting on the marketplace
DEDICATED SUPPORT
The AssetMark & CCT teams work closely with you and the client at every step to facilitate communications with lenders
DEEPER CLIENT INSIGHTS
Providing credit solutions gives wealth managers an even deeper understanding of their client's financial needs, goals
Recent Case Study | Interstate Bank (TX)
" Finding loans to buy is frustrating for a bank our size. In the past, we have had to turn to five different sources to access five different types of loans. So having just one place to turn to that we can trust to help us with the entire process is a game changer..."
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Deal Flow
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Lending Insights | Client Stories & Education
“My company has a lot of growth opportunities, but we needed some additional capital to keep on track with our near-term expansion plans.
This solution helped quickly identify a bank that could provide us with the capital and financing terms we sought. Having support and input throughout the process was invaluable.”
To learn more about Client Lending Solutions, please contact:
AssetMark Contact Name | Client Lending lending@assetmark.com (800) 664-5345
The Loan Marketplace is a being supported by the AssetMark Client Lending Team and Community Capital Technology Inc. AssetMark Client Lending is not providing investment, legal, tax, financial, accounting, or other advice to you or any other party, and is not acting as an advisor or fiduciary in any respect in connection with providing this information.
